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26 changes: 25 additions & 1 deletion docs/bibliography.md
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Expand Up @@ -114,7 +114,31 @@ High-throughput inference engine with consistent generation behavior for evaluat

---

## 7. Best-Practice Checklist for Open CoT Workflows
## 7. Token-Efficient Serialization Formats

### Abt, B. (2025). *TOON Format: Token-Oriented Object Notation for LLM-Friendly Data Exchange.*
https://benjamin-abt.com/blog/2025/12/12/ai-toon-format/
Production-focused design rationale for TOON, a compact notation that uses inline schema headers and pipe-delimited tabular rows to reduce token usage vs JSON.
**Relevance:** Primary design reference for the TOON adapter (RFC 0050).

### arXiv 2603.03306 (2026). *Token-Oriented Object Notation vs JSON: A Benchmark of Plain and Constrained Decoding Generation.*
https://arxiv.org/abs/2603.03306
Benchmarks TOON against plain JSON and constrained decoding generation; finds TOON's efficiency advantage follows a non-linear curve, becoming significant beyond a structural complexity threshold where cumulative syntax savings amortize initial prompt overhead.
**Relevance:** Empirical validation of TOON's token savings claims; informs when TOON is worth the adapter complexity.

### Nandakishore, G. (2026). *JTON: A Token-Efficient JSON Superset with Zen Grid Tabular Encoding for Large Language Models.* arXiv 2604.05865.
https://arxiv.org/abs/2604.05865
Introduces "Zen Grid" tabular encoding achieving 15–60% token reduction (28.5% average) across seven real-world domains with 100% syntactic validity across 12 LLMs in generation tests.
**Relevance:** Independent validation that tabular compact formats are viable for LLM I/O; benchmarks complement the TOON paper.

### ATON Format V2 Whitepaper (2025). *Adaptive Token-Oriented Notation — Production-grade data serialization for LLMs.*
https://www.atonformat.com/whitepaper.html
Reports 56% token reduction vs JSON with native relationship support, type safety, and nested structure handling.
**Relevance:** Broader ecosystem evidence that token-efficient structured formats are a viable research direction.

---

## 8. Best-Practice Checklist for Open CoT Workflows

Use this checklist when building, fine-tuning, and validating models with Open CoT:

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111 changes: 111 additions & 0 deletions docs/experiments/toon_format_efficiency.md
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# Experiment Card: TOON Format Token Efficiency

**RFC:** [0050 — TOON Adapter](../../rfcs/0050-toon-adapter.md)
**Status:** Planned
**Related schemas:** `capability_manifest`, `reasoning`, `tool_invocation`

---

## Hypothesis

TOON (Token-Oriented Object Notation) reduces model-facing token consumption by 20–40% compared to equivalent JSON for structured harness payloads, without degrading parse success rate or task completion quality. The savings should be most pronounced for schemas with uniform arrays of objects (tool lists, reasoning steps) and least for flat scalar objects.

## Background

Published research supports the hypothesis:

- arXiv 2603.03306 reports TOON's efficiency follows a non-linear curve — advantageous beyond a structural complexity threshold.
- arXiv 2604.05865 (JTON) reports 15–60% reduction with 100% syntactic validity across 12 LLMs.
- ATON V2 whitepaper reports 56% reduction vs JSON.

The harness already uses hand-coded compact text for capability manifests (~200 tokens for a five-tool profile). This experiment measures whether the general-purpose TOON adapter achieves comparable or better efficiency while being reusable across schemas.

## Method

### 1. Static token count comparison

For each schema in the fixture set, serialize the same object as:

- **(a)** Pretty JSON (`JSON.stringify(obj, null, 2)`)
- **(b)** Minified JSON (`JSON.stringify(obj)`)
- **(c)** Compact text (where available — currently only capability manifest)
- **(d)** TOON (`toToon(obj, schema)`)

Measure token count using `tiktoken` (cl100k_base for GPT-4 class, o200k_base for GPT-4o class). Report absolute counts and percentage reduction vs (a) and (b).

### 2. Round-trip validation

For each fixture, verify: `fromToon(toToon(obj, schema), schema)` deeply equals `obj` and validates against the JSON Schema via Ajv.

### 3. Model generation test (live)

Prompt a model (at least one small 7B–13B, one large GPT-4 class) to generate TOON output given:

- A TOON header + 1-shot example
- A natural language instruction

Measure:

- **Parse success rate:** Does `fromToon` produce a valid object?
- **Repair loops:** How many re-prompts needed for a valid parse?
- **Token consumption:** prompt + completion tokens per successful generation.

### 4. End-to-end agent run

Run the governed agent demo with `wireFormat: "toon"` vs `wireFormat: "compact-text"` vs `wireFormat: "json"` on the same objective. Compare:

- Total prompt tokens across all LLM calls
- Total completion tokens
- Task success (same final answer quality)
- Number of wasted delegation cycles

## Fixture set

| Schema | Description | Expected TOON advantage |
|--------|-------------|------------------------|
| `capability_manifest` | 5 tools, 1 blocked, medium trust, 2 constraints | Moderate (tabular tool list) |
| `reasoning` (5 steps) | Multi-step reasoning trace | High (uniform step array) |
| `tool_invocation` | Single tool call with nested arguments | Low (mostly flat) |
| `reasoning` (15 steps) | Long reasoning trace | Very high (amortized header cost) |

Fixture files: [`examples/toon/`](../../examples/toon/)

## Metrics

| Metric | Unit | Collection |
|--------|------|-----------|
| Token count (prompt side) | integer | tiktoken on serialized string |
| Token count (completion side) | integer | API response or tiktoken |
| Reduction vs JSON (pretty) | percentage | `(json_tokens - toon_tokens) / json_tokens * 100` |
| Reduction vs JSON (minified) | percentage | same formula |
| Parse success rate | percentage | `fromToon` success / total attempts |
| Repair loop count | integer | re-prompts until valid parse |
| Task completion rate | percentage | agent runs with correct final answer |
| Total tokens per successful run | integer | sum of all LLM calls |

## Expected failure modes

- TOON parse failures on model output with misaligned pipes or missing fields.
- Small models (7B) may struggle with the TOON header convention without fine-tuning.
- The "prompt tax" (arXiv 2603.03306) — instructional overhead for TOON may negate savings on very small payloads.

## Run commands

```bash
# Static comparison (once fixture scripts are ready)
npx tsx harness/examples/toon-benchmark.ts

# Governed agent with TOON
WIRE_FORMAT=toon npx tsx harness/examples/governed-demo.ts

# Governed agent with compact-text (baseline)
WIRE_FORMAT=compact-text npx tsx harness/examples/governed-demo.ts
```

## Success criteria

- TOON achieves at least 20% token reduction vs minified JSON for the capability manifest fixture.
- TOON achieves at least 30% token reduction vs minified JSON for multi-step reasoning traces.
- Round-trip validation passes for 100% of fixtures.
- Parse success rate on model-generated TOON is at least 90% for GPT-4 class models without repair loops.
- No regression in task completion quality when governed agent uses `wireFormat: "toon"`.
27 changes: 26 additions & 1 deletion docs/related-work.md
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Expand Up @@ -100,4 +100,29 @@ Step‑level verification research demonstrates:

**Impact:**
- Schema includes `step_validity`, `verifier_score`, and `justification`.
- Benchmarks include step‑level scoring
- Benchmarks include step‑level scoring.

---

## 7. Token‑Efficient Serialization Formats

### Key Ideas
- JSON is the standard interchange format for structured LLM I/O, but its verbosity (repeated keys, braces, quotes, commas) wastes tokens, especially for uniform arrays of objects.
- Several compact formats have emerged targeting the model boundary: **TOON** (Token-Oriented Object Notation), **JTON** (JSON Tabular Object Notation), and **ATON** (Adaptive Token-Oriented Notation).
- Common techniques include inline schema headers, pipe-delimited tabular rows, and indentation-based nesting — all designed to be human-readable and model-parseable.
- Published benchmarks report 20–60% token reduction vs JSON with minimal impact on generation validity.

### TOON
Uses `items[N]{field1, field2}:` headers and pipe-delimited rows. Benchmarked against JSON and constrained decoding (arXiv 2603.03306); efficiency follows a non-linear curve, advantageous beyond a structural complexity threshold.

### JTON
JSON superset with "Zen Grid" tabular encoding. 15–60% reduction, 28.5% average across seven domains (arXiv 2604.05865). 100% syntactic validity in generation tests across 12 LLMs.

### ATON
Production-grade format with native relationship support. 56% reduction vs JSON reported in the V2 whitepaper (2025).

**Impact:**
- [RFC 0050](../rfcs/0050-toon-adapter.md) adds a TOON adapter to the harness as an opt-in wire format.
- JSON Schema remains normative; TOON is a serialization adapter with round-trip fidelity.
- The adapter generalizes the pattern established by `manifestToCompactText` (RFC 0049) into a reusable, schema-aware translation layer.
- Experiment card: [`docs/experiments/toon_format_efficiency.md`](experiments/toon_format_efficiency.md).
43 changes: 41 additions & 2 deletions docs/token-efficiency.md
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Expand Up @@ -47,15 +47,54 @@ Many models naturally emit lines like `[TOOL:search] [QUERY:population of tokyo]

This tier is attractive for small local models that handle rigid JSON poorly, and for providers where `tool_calls` support is uneven so you still want a deterministic parse path.

### Tier 2.5 — TOON: Token-Oriented Object Notation (implemented)

[RFC 0050 — TOON Adapter](../rfcs/0050-toon-adapter.md) adds an opt-in adapter that translates canonical JSON Schema objects into **TOON** notation at the model boundary. TOON uses inline schema headers (`tools[3]{name, access, idempotent}:`) and pipe-delimited tabular rows to eliminate repeated key names, braces, quotes, and commas. Published benchmarks report 20–60% token reduction compared to equivalent JSON, with the savings following a non-linear curve — the advantage grows with structural complexity (arXiv 2603.03306).

TOON sits between Tier 2 (ad-hoc markers) and Tier 3 (new serialization languages): it is more structured and general-purpose than bespoke markers, but simpler and more model-friendly than YAML or a full DSL. The key properties:

- **JSON Schema stays normative.** TOON is a serialization adapter, not a schema language. All validation, audit, and interchange remain JSON.
- **Round-trip fidelity.** `fromToon(toToon(obj, schema), schema)` must produce the same validated object. The adapter is not a trust boundary.
- **Inline guardrails.** The `[N]` length marker and `{fields}` header tell the model exactly how many items to generate and which keys to use, reducing hallucinated structure.
- **Opt-in via `wire_format`.** Set `wire_format: "toon"` on agent config; default remains `"compact-text"` for backward compatibility.

Example — the capability manifest in TOON vs compact text:

```
[toon:capability_manifest]
tools_available[3]{name, access, idempotent}:
search | pre-authorized | true
calculator | pre-authorized | true
writeFile | requires-delegation | false
tools_blocked: shell
budget{steps, tool_calls, tokens, retries}: 48 | 18 | 95000 | 2
trust_level: medium
constraints: max 5 results per search; no raw HTML
[/toon:capability_manifest]
```

The TOON form for this manifest uses roughly 30–40% fewer tokens than the equivalent JSON, and is comparable or slightly more compact than the hand-coded compact text — with the advantage that the adapter is reusable across any schema, not just manifests.

**Implementation:** [`harness/src/adapters/toon-adapter.ts`](../harness/src/adapters/toon-adapter.ts) provides `toToon`, `fromToon`, and `schemaToToonHeader`. The manifest builder ([`harness/src/governance/manifest-builder.ts`](../harness/src/governance/manifest-builder.ts)) adds `manifestToToon` and a `serializeManifest` dispatcher. Both the governed agent and chat agent accept a `wireFormat` config option.

**Research backing:**

- Abt (2025) — TOON design rationale: https://benjamin-abt.com/blog/2025/12/12/ai-toon-format/
- arXiv 2603.03306 (2026) — TOON vs JSON benchmark with constrained decoding: https://arxiv.org/abs/2603.03306
- arXiv 2604.05865 (2026) — JTON (related format), 15–60% reduction, 100% validity across 12 LLMs: https://arxiv.org/abs/2604.05865
- ATON V2 Whitepaper (2025) — 56% reduction vs JSON: https://www.atonformat.com/whitepaper.html

See [`docs/experiments/toon_format_efficiency.md`](experiments/toon_format_efficiency.md) for the experiment card.

### Tier 3 — Alternative serializations (research)

- **YAML** — Sometimes slightly fewer tokens than JSON for nested objects; generation quality is inconsistent across models, and a single indentation slip can void a parse.
- **MessagePack / CBOR** — Fine for harness-to-harness links, queue payloads, or cold storage; models will not emit binary reliably, so this stays off the model-facing edge.
- **A minimal DSL** — Could shrink token count further but adds parser surface area and a novel syntax tax. There is a real risk of **smearing the problem around**: fewer tokens per byte, more retries per run because the model drifts from grammar.
- **A minimal DSL** — Could shrink token count further but adds parser surface area and a novel syntax tax. TOON (Tier 2.5) is a deliberate compromise: less exotic than a full DSL, with published benchmarks showing the savings are real.

**Protobuf** is a reasonable **non-starter for model I/O** (binary on the wire from the model’s perspective). It remains useful for efficient harness-to-harness RPC and compact storage of audit blobs where both ends are code and you control versioning.

**Honest bottom line:** a DSL might be a win, a wash, or an own-goal depending on model scale and task. We need benchmarks on real hardware—with repair loops counted—before we romanticize a new syntax. If you prototype one, publish token counts *and* success rates.
**Honest bottom line:** TOON takes the middle path: familiar enough (pipe-delimited tables, key-value lines) that models handle it well out of the box, structured enough to round-trip through validators. If you prototype further alternatives, publish token counts *and* success rates.

---

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44 changes: 44 additions & 0 deletions examples/toon/README.md
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# TOON Format Examples

Side-by-side comparisons of JSON and TOON (Token-Oriented Object Notation) for
Open CoT schemas. See [RFC 0050](../../rfcs/0050-toon-adapter.md) for the
specification and [docs/experiments/toon_format_efficiency.md](../../docs/experiments/toon_format_efficiency.md)
for the experiment card.

## Files

| JSON | TOON | Schema |
|------|------|--------|
| `capability-manifest.json` | `capability-manifest.toon` | RFC 0049 capability manifest |
| `reasoning-trace.json` | `reasoning-trace.toon` | RFC 0001 reasoning trace |

## Token count comparison (approximate, cl100k_base)

| Fixture | JSON (pretty) | JSON (minified) | TOON | Reduction vs minified |
|---------|---------------|-----------------|------|-----------------------|
| Capability manifest (3 tools) | ~180 tokens | ~130 tokens | ~80 tokens | ~38% |
| Reasoning trace (5 steps) | ~200 tokens | ~155 tokens | ~95 tokens | ~39% |

These are rough estimates. Run the benchmark script for precise counts with your
tokenizer of choice.

## How TOON works

**JSON (repeated keys, braces, quotes):**
```json
[
{ "id": 1, "type": "thought", "content": "I need to check perms.", "confidence": 0.98 },
{ "id": 2, "type": "action", "content": "Checking db_access scope.", "confidence": 1.0 }
]
```

**TOON (header + tabular rows):**
```
steps[2]{id, type, content, confidence}:
1 | thought | I need to check perms. | 0.98
2 | action | Checking db_access scope. | 1.0
```

The header `steps[2]{id, type, content, confidence}:` declares the array name,
length, and field order once. Each row is pipe-delimited. No repeated keys, no
braces, no quotes on simple values.
42 changes: 42 additions & 0 deletions examples/toon/capability-manifest.json
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{
"manifest_id": "cm_01jqzexample0001",
"run_id": "run_8f3c2a",
"agent_id": "agent_researcher_eu",
"timestamp": "2026-04-18T14:22:05Z",
"phase": "frame",
"tools": {
"available": [
{
"name": "search",
"description": "Query curated document index",
"access_level": "pre_authorized",
"idempotent": true,
"constraints": { "max_results": 5, "no_raw_html": true }
},
{
"name": "calculator",
"description": "Safe arithmetic evaluation",
"access_level": "pre_authorized",
"idempotent": true
},
{
"name": "writeFile",
"description": "Write artifact to workspace",
"access_level": "requires_delegation",
"idempotent": false
}
],
"blocked": ["shell"]
},
"budget": {
"steps_remaining": 48,
"tool_calls_remaining": 18,
"tokens_remaining": 95000,
"retries_remaining": 2
},
"trust_level": "medium",
"active_constraints": [
"max 5 results per search",
"no raw HTML in search excerpts"
]
}
10 changes: 10 additions & 0 deletions examples/toon/capability-manifest.toon
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[toon:capability_manifest]
tools_available[3]{name, access, idempotent}:
search | pre-authorized | true
calculator | pre-authorized | true
writeFile | requires-delegation | false
tools_blocked: shell
budget{steps, tool_calls, tokens, retries}: 48 | 18 | 95000 | 2
trust_level: medium
constraints: max 5 results per search; no raw HTML in search excerpts
[/toon:capability_manifest]
37 changes: 37 additions & 0 deletions examples/toon/reasoning-trace.json
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{
"version": "0.8",
"task": "What is the population of Tokyo?",
"steps": [
{
"id": 1,
"type": "thought",
"content": "I need to search for the current population of Tokyo.",
"confidence": 0.95
},
{
"id": 2,
"type": "action",
"content": "search(\"Tokyo population 2026\")",
"confidence": 1.0
},
{
"id": 3,
"type": "observation",
"content": "Tokyo metropolitan area population: approximately 13.96 million (2026 estimate).",
"confidence": 0.92
},
{
"id": 4,
"type": "thought",
"content": "The search returned a clear answer. I should distinguish between the city proper and the metropolitan area.",
"confidence": 0.88
},
{
"id": 5,
"type": "answer",
"content": "Tokyo's population is approximately 13.96 million in the city proper (2026 estimate).",
"confidence": 0.90
}
],
"final_answer": "Tokyo's population is approximately 13.96 million in the city proper (2026 estimate)."
}
11 changes: 11 additions & 0 deletions examples/toon/reasoning-trace.toon
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[toon:reasoning]
version: 0.8
task: What is the population of Tokyo?
steps[5]{id, type, content, confidence}:
1 | thought | I need to search for the current population of Tokyo. | 0.95
2 | action | search("Tokyo population 2026") | 1.0
3 | observation | Tokyo metropolitan area population: approximately 13.96 million (2026 estimate). | 0.92
4 | thought | The search returned a clear answer. I should distinguish between the city proper and the metropolitan area. | 0.88
5 | answer | Tokyo's population is approximately 13.96 million in the city proper (2026 estimate). | 0.90
final_answer: Tokyo's population is approximately 13.96 million in the city proper (2026 estimate).
[/toon:reasoning]
6 changes: 6 additions & 0 deletions harness/src/adapters/index.ts
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export {
toToon,
fromToon,
schemaToToonHeader,
} from "./toon-adapter.js";
export type { ToonOptions, JsonSchema } from "./toon-adapter.js";
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